EDEN ADVISORY SERVICES, LLC of ALBANY, NY is an SEC-registered investment adviser (CRD 277083). Regulatory assets under management: $27.8M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Nicholas Ventura | OWNER / CCO; PRINCIPLE / OWNER; PRINCIPLE OWNER / CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2012-01-09 | regulatory | MR. VENTURA MADE UNSUITABLE RECOMMENDATION OF A SUNLIFE VARIABLE ANNUITY AND BREACHED HIS FIDUCIARY DUTY BY MAKING RECOMMENDATIONS THAT WERE NOT IN THE CLIENT'S BEST INTEREST. | Final | $25K |