BLACKRIDGE ASSET MANAGEMENT, LLC of JUPITER, FL is an SEC-registered investment adviser (CRD 277085). Regulatory assets under management: $370.3M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Matthew Mark Reynolds | OWNER; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER/FINOP | — |
| Richard Wilson Parker | OWNER; TRUSTEE | — |
| Regina Mary Rudnick | PRESIDENT/HEAD OF ADVISOR SERVICES | — |
| David Levert Phillips | CHIEF INFORMATION SECURITY OFFICER | — |
| Christopher Brian Mueller | CHIEF OPERATIONS OFFICER | — |
| Karen Le'Ellen Coker | CHIEF RISK OFFICER | — |
| James John Titak | OWNER | — |
| John Gabriel Peluso | OWNER | — |
| Christian Gabriel Taylor | CHIEF COMPLIANCE OFFICER | — |
| James Halvosa | CHIEF COMPLIANCE OFFICER | Dallas, TX |
| MUELLER CHRISTOPHER BRIAN | CHIEF OPERATIONS OFFICER | — |
| REYNOLDS MATTHEW MARK | CHIEF COMPLIANCE OFFICER | — |
| WIGGLE GLENN CHARLES | CCO; CCO / MEMBER; MEMBER | — |
| RUDNICK REGINA MARY | PRESIDENT/CHIEF EXECUTIVE OFFICER | — |
| NEIMAN DANIEL DAVID | PRESIDENT / MEMBER | — |
| MYERS JASON ALLAN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER; CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF EXECUTIVE OFFICER (+1 more) | — |
| McGough Dodd | PRESIDENT/CEO | — |
| Hamilton Wyatt | CHIEF INFORMATION SECURITY OFFICER | — |
| Girdhari Shon n | CHIEF INFORMATION SECURITY OFFICER | — |
| Greggis Theodore Edward | CHIEF OPERATIONS OFFICER | — |
| Phillips David Levert | CHIEF INFORMATION SECURITY OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-06-09 | regulatory | CUSTOMER ALLEGED THE SALE OF A VARIABLE ANNUITY PRODUCT WITHOUT DISCLOSURE OF THE NATURE OF THE PRODUCT AS AN ANNUITY. CUSTOMER FURTHER ALLEGED THAT MR. PADILLA KNOWINGLY, REPEATEDLY MISREPRESENTED THE NATURE OF THE INVESTMENT IN WHICH THE FUNDS HAD BEEN PLACED, CONTRARY TO AN EXPRESSED DESIRE NOT T… | Final | $10K |