PENDER CAPITAL MANAGEMENT, LLC of DALLAS, TX is an SEC-registered investment adviser (CRD 281448). Regulatory assets under management: $661.4M.
Compensation: % of AUM, Performance, Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| CORY ALLEN JOHNSON | CEO; MANAGING DIRECTOR; MANAGING DIRECTOR; CEO | LOS ANGELES, CA |
| Zachary Wilkinson Murphy | CEO | — |
| Jason Bradford Aro | CHIEF COMPLIANCE OFFICER | — |
| JOHNSON JEFFREY ALLEN | CEO; MANAGING DIRECTOR | — |
| Murphy Zachary Wilkinson | CEO; MANAGING DIRECTOR | — |
| STADELMAN CYNTHIA PINNICK | CHIEF COMPLIANCE OFFICER | — |
| VISCONTI SALVATORE JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| Nazemi Cameron NMN | CHIEF COMPLIANCE OFFICER | — |
| Aro Jason Bradford | CHIEF COMPLIANCE OFFICER | — |
| Tchen Henri Han-Lai | MANAGING DIRECTOR | — |
| SULLIVAN JAMIE LEANNE | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-04-24 | regulatory | FAILURE TO TIMELY FILE ANNUAL REPORT REQUIRED BY CALIFORNIA FINANCIAL CODE SECTION 22159 | Final | $4K |
| 2020-04-03 | regulatory | FAILURE TO TIMELY FILE ANNUAL REPORT REQUIRED BY CALIFORNIA FINANCIAL CODE SECTION 22159 | Final | $4K |