PROSPECT TRADING LLC

PROSPECT TRADING LLC is an SEC-registered investment adviser (CRD 281490). Regulatory assets under management: $19.9M.

Registration

• CRD: 281490
• Type: Registered investment adviser
• Phone: (630) 336-1752
• Latest filing: 2026-01-02
• Regulatory AUM: $19.9M
• Discretionary AUM: $19.9M
• Clients: 1
• Accounts: 39

Business model

Compensation: % of AUM, Hourly, Performance.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 281490 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search