AURORA PRIVATE WEALTH, INC. of TOTOWA, NJ is an SEC-registered investment adviser (CRD 281604). Regulatory assets under management: $374.0M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Timothy Liam Smith | PRESIDENT/CEO | — |
| Christina Lauren Jennings | SHAREHOLDER | — |
| Sean Michael Jennings | SHAREHOLDER | — |
| Tonya Marie Coutant | CHIEF COMPLIANCE OFFICER | — |
| SMITH TIMOTHY LIAM | PRESIDENT/CEO; PRESIDENT/CEO/CCO | — |
| JENNINGS CHRISTINA | SHAREHOLDER | — |
| SMITH TARA HALLY | SHAREHOLDER | — |
| JENNINGS JOHN MICHAEL | SHAREHOLDER | — |
| NUSSBAUM ANDREW CHARLES | CCO | — |
| JENNINGS CHRISTINA LAUREN | SHAREHOLDER | — |
| COUTANT TONYA MARIE | CHIEF COMPLIANCE OFFICER | — |
| Coutant Tonya | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |