TRUE LINK FINANCIAL ADVISORS of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 281870). Regulatory assets under management: $1.9B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Kai Heimer Stinchcombe | MANAGING MEMBER | — |
| Jessica Wendy Rossman | VP, GC AND CCO | — |
| Scott William Parker | MANAGING DIRECTOR | — |
| AGUADA-HALLBERG CAROL A | CCO | — |
| MCDONNELL EILEEN CLAIRE | CCO | — |
| Stinchcombe Kai | SHAREHOLDER | — |
| STINCHCOMBE KAI HEIMER | CEO; MANAGING MEMBER; SHAREHOLDER | — |
| MCDONNELL CLAIRE CHRISTIE | CCO; COO; SHAREHOLDER | — |
| GUERRERO GEORGE EDWARD | CCO; PRINCIPAL; PRINCIPAL/CIO | — |
| PARKER CHAD WILLIAM | MANAGING DIRECTOR | — |
| hagerman heather | CCO | — |
| Rossman Jessica | CCO | — |
| ROSSMAN JESSICA WENDY | VP, GC AND CCO | — |
| SHEHATA GEORGE | VP, INVESTMENT ADVISORY | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-05-02 | regulatory | IN AN MAY 2, 2022 CEASE AND DESIST ORDER (THE "ORDER"), THE SEC DESCRIBES AN ORLANDO-BASED NONPROFIT (THE "NPC") AND AN ORLANDO-BASED FOR-PROFIT COMPANY (THE "FPC") AND FINDS THAT, WHILE CERTAIN POOLED SPECIAL NEEDS TRUSTS (THE "POOLED TRUSTS") WERE REPRESENTED TO BE MANAGED BY NPC AS TRUSTEE, IN RE… | Final | $220K |