COPIA WEALTH MANAGEMENT, LLC of BEND, OR is an SEC-registered investment adviser (CRD 281873). Regulatory assets under management: $157.5M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Louis Walter Bennett | MANAGING MEMBER | — |
| Aaron Lee Boehm | MANAGING MEMBER/PRESIDENT | — |
| Geoffrey Nyle Gruetzmacher | MEMBER/CHIEF COMPLIANCE OFFICER | — |
| Bennett Louis Walter | MANAGING MEMBER | — |
| BOEHM AARON LEE | MANAGING MEMBER/PRESIDENT | — |
| Gruetzmacher Geoffrey Nyle | MEMBER/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-07-05 | regulatory | FROM 2000 TO 2009, MR. BOEHM WAS ASSOCIATED WITH CHARLES & CO., INC. ("SCHWAB"), A FINRA REGISTERED BROKER-DEALER. IN 2007, WHILE ASSOCIATED WITH SCHWAB, MR. BOEHM ENTERED INTO A HANDWRITTEN AGREEMENT WITH A CUSTOMER OF THE BROKER-DEALER WHILE AT THE CUSTOMER'S GARAGE SALE. MR. BOEHM AND THE CUSTOME… | Final | $5K |