PENNEY FINANCIAL, LLC

PENNEY FINANCIAL, LLC of HOUSTON, TX is an SEC-registered investment adviser (CRD 282084). Regulatory assets under management: $303.5M.

Registration

• CRD: 282084
• SEC file number: 801-122353
• Type: Registered investment adviser
• Location: 825 TOWN AND COUNTRY LANE, 12TH FL, HOUSTON, TX, 77024-4563
• Phone: 713-300-5165
• Latest filing: 2026-03-24
• Regulatory AUM: $303.5M
• Discretionary AUM: $303.5M
• Clients: 3
• Accounts: 465

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 282084 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search