ASPIRING VENTURES, LLC of CINCINNATI, OH is an SEC-registered investment adviser (CRD 282891). Regulatory assets under management: $569.5M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Michelle Anne Mccarthy | CHIEF COMPLIANCE OFFICER | — |
| Cern William Basher | CHIEF INVESTMENT OFFICER | — |
| Danya Malak Karram | PRESIDENT | — |
| BASHER CERN WILLIAM | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| KARRAM DANYA MALAK | PRESIDENT | — |
| MCCARTHY MICHELLE ANNE | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-02-20 | regulatory | PROVIDED ADVISORY SERVICES TO KENTUCKY RESIDENTS WITHOUT BEING PROPERLY REGISTERED WITH THE STATE, AS REQUIRED BY KENTUCKY REGULATIONS | Final | $7K |