COPLEY FINANCIAL GROUP, INC. of SAN DIEGO, CA is an SEC-registered investment adviser (CRD 283070). Regulatory assets under management: $331.2M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Other.
Clients served: High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Matthew David Copley | PRESIDENT/CCO | San Diego, CA |
| COPLEY MATTHEW DAVID | PRESIDENT/CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2002-05-14 | regulatory | ALLEGED MISSTATEMENT ON MY LICENSE APPLICATION REGARDING 1998 MISDEMEANOR THAT WAS DISCLOSED. | Final | — |
| City | State | Employees | Phone |
|---|---|---|---|
| UNIONDALE | NY | 1 | 917-412-1373 |