POINT72 ASSET MANAGEMENT, L.P. of STAMFORD, CT is an SEC-registered investment adviser (CRD 283077). Regulatory assets under management: $274.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance, Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Steven Alan Cohen | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER; CHAIRMAN, CHIEF EXECUTIVE OFFICER AND PRESIDENT; LIMITED PARTNER (+1 more) | — |
| Vincent Nmn Tortorella | CHIEF OPERATING OFFICER; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| Gavin Gerard O'Connor | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT | — |
| Jason Michael Colombo | GENERAL COUNSEL; GENERAL COUNSEL, POINT72 ASSET MANAGEMENT | — |
| O'CONNOR KEVIN JAMES | CHIEF LEGAL OFFICER; GENERAL COUNSEL | — |
| COHEN RONALD A | LIMITED PARTNER; SOLE SHAREHOLDER | — |
| COHEN CRAIG ALAN | CHAIRMAN AND CHIEF EXECUTIVE OFFICER; CHAIRMAN, CHIEF EXECUTIVE OFFICER AND PRESIDENT; LIMITED PARTNER (+1 more) | — |
| TORTORELLA VINCENT | CHIEF COMPLIANCE OFFICER | — |
| O'CONNOR GAVIN GERARD | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | — |
| HAYNES DOUGLAS DALE | PRESIDENT | — |
| Shaughnessy Timothy Shane | CHIEF OPERATING OFFICER; MANAGING DIRECTOR, CHIEF OPERATING OFFICER, CO-CHIEF FINANCIAL OFFICER | — |
| Zea Michael Lowell | CHIEF OF STRATEGY | — |
| BOYLE HOWARTH PERRY | PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| DiMento Gina Marie | CHIEF COMPLIANCE OFFICER | — |
| TORTORELLA VINCENT NMN | CHIEF COMPLIANCE OFFICER AND CHIEF SURVEILLANCE OFFICER; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND CHIEF SURVEILLANCE OFFICER | — |
| McHugh Daniel Patrick | CHIEF FINANCIAL OFFICER, POINT72 ASSET MANAGEMENT | — |
| PAQUETTE ANTHONY PHILIP | CHIEF FINANCIAL OFFICER | — |
| COLOMBO JASON MICHAEL | GENERAL COUNSEL, POINT72 ASSET MANAGEMENT | — |
| Harry David Schwefel | PRESIDENT AND CO-CHIEF INVESTMENT OFFICER | — |
| Gina Marie Dimento | CHIEF COMPLIANCE OFFICER | — |
| Laura Mary O'Connor | CHIEF ACCOUNTING OFFICER | — |
| Michael Charles Sullivan | CHIEF OF STAFF | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-05-26 | regulatory | ALLEGATION THAT ON MAY 4, 2021, POINT72 HONG KONG LIMITED PLACED AN ORDER TO SHORT SELL SHARES OF KOREAN-LISTED SECURITIES WITHOUT CORRESPONDING OWNERSHIP OF THE POSITIONS. | Final | $165K |
| 2016-08-16 | regulatory | ON AUGUST 16, 2016, THE CFTC ISSUED AN ORDER ("CFTC ORDER") ACCEPTING AN OFFER OF SETTLEMENT FROM STEVEN COHEN. THE CFTC ALLEGED THAT MR. COHEN IS SUBJECT TO STATUTORY DISQUALIFICATION UNDER SECTION 8A(4) OF THE COMMODITY EXCHANGE ACT, AS AMENDED, DUE TO THE FINDING CONTAINED IN THE SEC'S ORDER (ADM… | Final | — |
| 2013-07-19 | regulatory | STEVEN A. COHEN WAS ALLEGED TO HAVE FAILED TO REASONABLY SUPERVISE AN EMPLOYEE OF CR INTRINSIC INVESTORS, LLC WHO WAS ALLEGED TO HAVE ENGAGED IN TRADING IN SECURITIES ON THE BASIS OF MATERIAL NONPUBLIC INFORMATION. | Final | — |