REGAL OAK FINANCIAL, LLC

REGAL OAK FINANCIAL, LLC is an SEC-registered investment adviser (CRD 283187). Regulatory assets under management: $61K.

Registration

• CRD: 283187
• Type: Registered investment adviser
• Phone: 773-220-6713
• Latest filing: 2026-03-31
• Regulatory AUM: $61K
• Non-discretionary AUM: $61K
• Clients: 1
• Accounts: 1

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Corporations.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 283187 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search