CSC UPSHOT VENTURES MANAGEMENT, LLC of PALO ALTO, CA is an SEC-registered investment adviser (CRD 283270). Regulatory assets under management: $218.5M.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Li Li | MANAGING MEMBER OF CSC UPSHOT VENTURES MANAGEMENT GP, LLC; MANAGING MEMBER OF CSC UPSHOT VENTURES MANAGEMENT, LLC | Singapore, U0 |
| Huoyming Yeh | MANAGING MEMBER OF CSC UPSHOT VENTURES MANAGEMENT GP, LLC; MANAGING MEMBER OF CSC UPSHOT VENTURES MANAGEMENT, LLC | — |
| Anuja Lele | CHIEF FINANCIAL OFFICER | — |
| Laura Kathleen Garner | CHIEF COMPLIANCE OFFICER | — |
| Xiangshuang Shan | SHAREHOLDER | — |
| POMMET KATHY KYOKO | CHIEF COMPLIANCE OFFICER | — |
| GARNER LAURA KATHLEEN | CHIEF COMPLIANCE OFFICER | — |
| GANDHI-KAPOOR PURVI | MEMBER OF CSC UPSHOT VENTURES MANAGEMENT GP, LLC | — |
| YEH HUOYMING | MANAGING MEMBER OF CSC UPSHOT VENTURES MANAGEMENT GP, LLC; MANAGING MEMBER OF CSC UPSHOT VENTURES MANAGEMENT, LLC | — |
| Wu Veronica | MANAGING MEMBER OF CSC UPSHOT VENTURES MANAGEMENT GP, LLC; MANAGING MEMBER OF CSC UPSHOT VENTURES MANAGEMENT, LLC; MEMBER OF CSC UPSHOT VENTURES MANAGEMENT GP, LLC (+1 more) | — |
| SHAN XIANGSHUANG | MEMBER; SHAREHOLDER | — |
| Lele Anuja | CHIEF FINANCIAL OFFICER | — |
| Cole Tom | MANAGING MEMBER OF CSC UPSHOT VENTURES MANAGEMENT GP, LLC | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-09-29 | regulatory | CHINA SCIENCE & MERCHANTS INVESTMENT MANAGEMENT GROUP CO. LTD. ("CSM") WAS LISTED ON CHINA'S NATIONAL EQUITIES EXCHANGE AND QUOTATIONS IN 2015. IN CONNECTION WITH CSM'S OBLIGATIONS AS A PUBLIC COMPANY UNDER THE APPLICABLE CHINESE LAW, SHENZHEN OFFICE OF CHINA SECURITIES REGULATORY COMMISSION ("CSRC… | Final | — |
| 2016-08-30 | regulatory | CHINA SCIENCE & MERCHANTS INVESTMENT MANAGEMENT GROUP CO. LTD. ("CSM") WAS LISTED ON CHINA'S NATIONAL EQUITIES EXCHANGE AND QUOTATIONS IN 2015. SHENZHEN OFFICE OF CHINA SECURITIES REGULATORY COMMISSION ("CSRC SHENZHEN") ALLEGED THAT CHINA SCIENCE HUITONG EQUITY INVESTMENT FUND ("HUITONG"), A WHOLLY-… | Final | $29K |
| 2015-11-11 | regulatory | CHINA SCIENCE & MERCHANTS INVESTMENT MANAGEMENT GROUP CO. LTD ("CSM") WAS LISTED ON CHINA'S NATIONAL EQUITIES EXCHANGE AND QUOTATIONS IN 2015. IN CONNECTION WITH CSM'S DISCLOSURE OBLIGATIONS AS A PUBLIC COMPANY UNDER THE APPLICABLE CHINESE LAW, SHENZHEN OFFICE OF CHINA SECURITIES REGULATORY COMMISSI… | Final | — |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| CSC UPSHOT VENTURES I, L.P. | Venture Capital Fund | Delaware | 6 | $216.2M | $500K |