URSA FUND MANAGEMENT LLC of DANVILLE, CA is an SEC-registered investment adviser (CRD 283363). Regulatory assets under management: $1.2B.
Compensation: Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Douglas Alan Palmer | MANAGING MEMBER | — |
| Andrew Philip Hahn | MANAGING MEMBER, CCO | — |
| Russell Palmer Douglas | MANAGING MEMBER | — |
| HAHN ANDREW PHILIP | MANAGING MEMBER, CCO | — |
| AUDINO JOHN | MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-10-13 | regulatory | REGISTRANT IS ALLEGED TO HAVE VIOLATED SEC RULES 15C3-1, 17A-4, AND 17A-5. | Final | $45K |