WESTERN WEALTH MANAGEMENT LLC of GOLDEN, CO is an SEC-registered investment adviser (CRD 283545). Regulatory assets under management: $5.4B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Julie Gaffney | DIRECTOR OF ACCOUNTING & REGISTRATIONS | — |
| Kara Lynn Jett | CHIEF COMPLIANCE OFFICER | Golden, CO |
| Lisa Marie Esslinger | DIRECTOR OF BRANCH DEVELOPMENT/PARTNER | — |
| Caden Louisa Russell | ADMINISTRATIVE SPECIALIST & PARTNER | — |
| SMITH LAURA ANNE | DIRECTOR OF COMPLIANCE | — |
| BUENNING GERHARDT EMMANUEL | CHIEF COMPLIANCE OFFICER; MEMBER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| BRETZ HEATHER ANN | CHIEF OPERATIONS OFFICER | — |
| DOUGLAS DARLA DUSTIN | CHIEF COMPLIANCE OFFICER; DIRECTOR OF ADVISORY COMPLIANCE | — |
| KOBERT CAIN BENJAMIN | MEMBER, PRESIDENT AND CHIEF EXECUTIVE OFFICER; PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| COBERLY JULIE ANN | CHEIF FINANCIAL OFFICER | — |
| BRETZ HEATHER A | CHIEF OPERATIONS OFFICER | — |
| JETT KARA LYNN | CHIEF COMPLIANCE OFFICER | — |
| ESSLINGER LISA MARIE | DIRECTOR OF BRANCH DEVELOPMENT/PARTNER | — |
| RUSSELL CADEN LOUISA | ADMINISTRATIVE SPECIALIST & PARTNER | — |
| GAFFNEY JULIE | DIRECTOR OF ACCOUNTING & REGISTRATIONS | — |
| Benjamen Rodney Rothwell | DIRECTOR OF RIA COMPLIANCE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |