SPG ADVISORS LLC of KIRKLAND, WA is an SEC-registered investment adviser (CRD 284496). Regulatory assets under management: $535.4M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| Jeffrey Andrew Smith | CHIEF COMPLIANCE OFFICER | Humacao, PR |
| Joseph Merrell Maas | CHIEF INVESTMENT OFFICER | — |
| David T Lyons | TRUSTEE | — |
| Loren David Downs | PRESIDENT | — |
| MAAS JOSEPH MERRELL | CHIEF INVESTMENT OFFICER | — |
| Stryzewski Katherine Ann | MANAGING MEMBER | — |
| Lohman Justin Richard | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | — |
| Lyons David T | TRUSTEE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |