PREMIUM 72 CAPITAL, LLC is an SEC-registered investment adviser (CRD 284519). Regulatory assets under management: $10.0M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Eduardo Mauricio Perez | VP INTERNATIONAL BUSINESS | — |
| Arturo Nicolayevsky | CEO, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| LEBERT PEGGY ELAINE | CHIEF COMPLIANCE OFFICER | — |
| PEREZ PATRICIA M | VP INTERNATIONAL BUSINESS | — |
| NICOLAYEVSKY ARTURO | CEO, MANAGING MEMBER; CEO, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER; OWNER, MANAGING MEMBER | — |
| PEREZ EDUARDO MAURICIO | VP INTERNATIONAL BUSINESS | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-06-06 | civil | TO MY KNOWLEDGE, PLAITIFF ALLEGED HE IS OWED $25,000 | Pending | — |
| 2021-03-29 | regulatory | 1) FINRA STATED THAT NICOLAYEVSKY NEEDED TO BE A PRINCIPAL OF A BROKER DEALER TO CONDUCT AND BE PART OF ITS DAY-TO-DAY OPERATIONS; HOWEVER, NICOLAYEVSKY NEVER ACTED NOR PERFORMED ANY DAY-TO-DAY OPERATIONS WITHIN THE BD BUT ACTED AS A DIRECTOR OF THE BD'S BOARD COMMUNICATING TO BD'S MANAGEMENT ON COM… | Pending | — |