CALYDON CAPITAL, LLC of MEMPHIS, TN is an SEC-registered investment adviser (CRD 285485). Regulatory assets under management: $3.6B.
Compensation: % of AUM, Fixed, Performance.
Clients served: High net worth, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Darrell Lane Horn | MEMBER | — |
| Richard Aloysius Finch | MEMBER | — |
| James Armin West | CHIEF EXECUTIVE OFFICER | — |
| Woodson Cary Whitehead | MEMBER | — |
| Morgan Flynt Sanders | CHIEF COMPLIANCE OFFICER | — |
| Ryan Shane Taylor | MEMBER | — |
| Christopher Forrest Prest | MEMBER | — |
| HORN DARRELL LANE | MANAGING MEMBER | — |
| WEST JAMES ARMIN | CHIEF EXECUTIVE OFFICER; PORTFOLIO MANAGER | — |
| WHITEHEAD PAUL C | MEMBER | — |
| FINCH RICHARD ALOYSIUS | CHIEF COMPLIANCE OFFICER; MEMBER | — |
| PREST CHRISTOPHER FORREST | PORTFOLIO MANAGER | — |
| WHITEHEAD WOODSON CARY | MEMBER | — |
| SANDERS MORGAN FLYNT | CHIEF COMPLIANCE OFFICER | — |
| TAYLOR RYAN SHANE | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-07-24 | civil | CALYDON IS ONE OF 18 DIFFERENT DEFENDANTS LISTED. ONLY COUNT 3, THE ONLY COUNT AGAINST CALYDON IS IDENTIFIED HERE. THE ACTION ALLEGES VIOLATIONS OF SECTION 15 OF THE SECURITIES ACT SINCE CALYDON SERVED AS THE INVESTMENT ADVISER TO THE MUTUAL FUND INVOLVED UNTIL SEPTEMBER 2024 AND WAS RESPONSIBLE FOR… | Pending | — |
| 2022-01-28 | regulatory | PSP FAILED TO REGISTER AN INVESTMENT ADVISER REPRESENTATIVE IN MASSACHUSETTS PRIOR TO PROVIDING INVESTMENT ADVISORY SERVICES IN MASSACHUSETTS IN VIOLATION OF THE MASSACHUSETTS UNIFORM SECURITIES ACT, MASS. GEN. LAWS CH. 110A ("ACT"). | Final | $33K |
| 2020-10-04 | regulatory | RESPONDENT WAS NOT REGISTERED IN KENTUCKY WHILE ACTING AS CCO FOR GREEN SQUARE CAPITAL LOUISVILLE AFTER GSC TERMINATED ITS SEC REGISTRATION. | Final | $2K |