PHORCYS CAPITAL PARTNERS, LLC of ALPHARETTA, GA is an SEC-registered investment adviser (CRD 285635). Regulatory assets under management: $191.5M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Eric Shahinian | MANAGING MEMBER | Pittsburgh, PA |
| William Heath Hawk | CEO AND MANAGING PARTNER | — |
| Vasileios Alexios Sfyris | MANAGING PARTNER | — |
| Brent Taylor Williams | CHIEF COMPLIANCE OFFICER | — |
| Stephanie Kane Jackels | CFO | — |
| Kristen Melanie Eiler | EXECUTOR, ESTATE OF BENJAMIN THOMAS EILER | — |
| John Michael Holman | COO | — |
| CALABRO MATHEW JOHN | INTERIM CCO | — |
| HOLMAN JOHN MICHAEL | CCO; CCO AND COO; COO | — |
| SFYRIS VASILEIOS ALEXIOS | MANAGING PARTNER | — |
| HAWK WILLIAM HEATH | CEO; CEO AND MANAGING PARTNER | — |
| EILER BENJAMIN THOMAS | MANAGING PARTNER; THE ESTATE OF BENJAMIN T. EILER | — |
| Jackels Stephanie Kane | CFO | — |
| SHAHINIAN ERIC | MANAGING MEMBER | — |
| WILLIAMS BRENT TAYLOR | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-12-04 | regulatory | THE DIVISION CONCLUDED THAT FIRST SOUTHERN FAILED TO ENSURE ITS AGENT WAS REGISETERED WITH MASSACHUSETTS PRIOR TO TRANSACTING SECURITIES BUSINESS WITH A MASSACHUSETTS CUSTOMER IN VIOLATION OF THE ACT AND REGULATIONS | Final | $20K |
| 2024-03-26 | regulatory | DURING THE EXAMINATION PERIOD OF AUGUST 9, 2017, TO JULY 31, 2023, FIRST SOUTHERN INCURRED IN THE FOLLOWING VIOLATIONS: A.FAILURE TO ADOPT A WRITTEN PROTOCOL OR PROCEDURES REGARDING FINANCIAL EXPLOITATION OF SPECIFIED ADULTS. B.FAILURE TO PROMPTLY AMEND THE FIRM WRITTEN SUPERVISORY PROCEDURES. C.UNS… | Final | $70K |
| 2016-11-11 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT THE FIRM EFFECTED MUNICIPAL BONDS TRANSACTIONS IN THE AMOUNTS BELOW THE MININUM DEONIMATION SET FOR THE BONDS BEING SOLD. THE FINDINGS STATED THAT THE FIRM FAILED TO DISCLOSE TO CUSTOMERS… | Final | $25K |
| — | regulatory | — | — | — |
Hedge Fund: 1 · Real Estate Fund: 1
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| PHORCYS OPPORTUNITIES I LLC | Hedge Fund | Delaware | 90 | $151.9M | $500K |
| PHORCYS SENIOR HOUSING RECOVERY FUND LP | Real Estate Fund | Delaware | 25 | $38.3M | $1.0M |