INVESTALL, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 285955). Regulatory assets under management: $26.2M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: Other.
| Name | Role | Location |
|---|---|---|
| Balkrishna Shagrithaya | CHIEF EXECUTIVE AND CHIEF COMPLIANCE OFFICER | — |
| Jonathan Shah | SHAREHOLDER | — |
| Abbas Ali Shah | TRUSTEE | — |
| REBUTH JOHN JOSEPH | CHIEF COMPLIANCE OFFICER; CHIEF RISK OFFICER | — |
| SHAH ABBAS ALI | CHIEF TECHNOLOGY OFFICER; TRUSTEE | — |
| Shagrithaya Bala | CHIEF EXECUTIVE AND CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER | — |
| Ali Junnat | SHAREHOLDER | — |
| Shah Jonathan | SHAREHOLDER | — |
| SHAGRITHAYA BALKRISHNA | CHIEF EXECUTIVE AND CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2009-09-01 | regulatory | ON DECEMBER 17, 2008, A CONSENT ORDER OF PERMANENT INJUNCTION AND OTHER EQUITABLE RELIEF WAS ENTERED AGAINST ABBAS A. SHAH IN CONNECTION WITH A CIVIL ACTION BROUGHT BY THE COMMODITY FUTURES TRADING COMMISSION ("CFTC") IN THE SOUTHERN DISTRICT OF NEW YORK. THE ORDER SET FORTH ADMITTED FINDINGS OF FAC… | Final | — |
| 2005-09-19 | civil | ON DECEMBER 17, 2008, A CONSENT ORDER OF PERMANENT INJUNCTION AND OTHER EQUITABLE RELIEF WAS ENTERED AGAINST ABBAS A. SHAH IN CONNECTION WITH A CIVIL ACTION BROUGHT BY THE COMMODITY FUTURES TRADING COMMISSION ("CFTC") IN THE SOUTHERN DISTRICT OF NEW YORK. THE ORDER SET FORTH ADMITTED FINDINGS OF FAC… | Final | $200K |
| 2004-11-30 | regulatory | NFA CASE NO. 04-BCC-017, NOVEMBER 30, 2004: HAVING REVIEWED THE INVESTIGATIVE REPORT SUBMITTED BY THE COMPLIANCE DEPARTMENT OF THE NATIONAL FUTURES ASSOCIATION ("NFA"), AND HAVING FOUND REASON TO BELIEVE THAT NFA REQUIREMENTS WERE BEING, HAVE BEEN OR ABOUT TO BE VIOLATED AND THAT THE MATTER SHOULD B… | Final | — |
| City | State | Employees | Phone |
|---|---|---|---|
| — | — | 1 | (469) 833-1220 |
| — | — | 1 | (469) 833-1220 |
| NEW YORK | NY | 0 | (212) 995-9191 |
| NEW YORK | NY | 0 | (212) 995-9191 |