ROUND ROCK ADVISORS LLC

ROUND ROCK ADVISORS LLC of WILTON, CT is an SEC-registered investment adviser (CRD 286007). Regulatory assets under management: $906.7M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pensions, Charities, Investment cos.

Officers, owners & control persons (9)

NameRoleLocation
Bert Thomas BowlerMANAGING MEMBER, PRINCIPAL, AND PRIVATE WEALTH ADVISOR; MEMBER, PRINCIPAL, AND PRIVATE WEALTH ADVISOR
Craig Dan JensenMEMBER, CCO AND PRIVATE WEALTH ADVISOR
Erika B MorroCHIEF OPERATIONS OFFICER
WINN CHRISTOPHER EDWARDINTERIM CCO; MANAGING MEMBER AND INTERIM CCO
JENSEN CRAIG DANMEMBER AND CCO; MEMBER, CCO AND PRIVATE WEALTH ADVISOR
BOWLER BERT THOMASMANAGING MEMBER, PRINCIPAL AND PRIVATE WEALTH ADVISOR; MANAGING MEMBER, PRINCIPAL, AND PRIVATE WEALTH ADVISOR; MANAGING MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER AND PRIVATE WEALTH ADVISOR
DOWNEY DIXON PLACECHIEF COMPLIANCE OFFICER AND PRIVATE WEALTH ADVISOR
MORRO ERIKA BERRIOCHIEF COMPLIANCE OFFICER
MORRO ERIKA BCHIEF COMPLIANCE OFFICER

More on this firm