VISTA INVESTMENT PARTNERS LLC of OKLAHOMA CITY, OK is an SEC-registered investment adviser (CRD 286014). Regulatory assets under management: $610.6M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| Ronald Loyd Richardson | PRESIDENT, SENIOR PORTFOLIO MANAGER | Oklahoma City, OK |
| Jerry Dale Thurman | CHIEF OPERATING OFFICER | — |
| Jane Ann Davenport | CHIEF COMPLIANCE OFFICER | — |
| Jane Ann Eastwood | CHIEF COMPLIANCE OFFICER | — |
| RICHARDSON RONALD LOYD | CHIEF COMPLIANCE OFFICER, MANAGER, PORTFOLIO MANAGER; MANAGER, PORTFOLIO MANAGER; MANAGER, PORTFOLIO MANAGER, CCO (+1 more) | — |
| PARSONS ARMINDA HOGAN | SENIOR REGISTERED SERVICE ASSOCIATE | — |
| WINCHESTER MAX HOWARD | FINANCIAL ADVISOR | — |
| Arthur KIMBERLY ELLEN | CHIEF COMPLIANCE OFFICER | — |
| YOUSEY CALISTA | CORPORATE DEVELOPMENT MANAGER | — |
| THURMAN JERRY DALE | CHIEF OPERATING OFFICER | — |
| Eastwood Jane Ann | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-01-04 | regulatory | DEPARTMENT HAD NOT RECEIVED REQUIRED NOTICE OF COMPLIANCE FROM THE OKLAHOMA TAX COMMISSION. RE: INCOME TAX LAWS. | Final | — |