LOCKE ASSET MANAGEMENT

LOCKE ASSET MANAGEMENT is an SEC-registered investment adviser (CRD 286132). Regulatory assets under management: $69.3M.

Registration

• CRD: 286132
• Type: Registered investment adviser
• Phone: 571-271-5125
• Latest filing: 2026-03-16
• Regulatory AUM: $69.3M
• Discretionary AUM: $69.3M
• Clients: 3
• Accounts: 191

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 286132 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search