SOUND FINANCIAL STRATEGIES GROUP, LLC of MADISON, MS is an SEC-registered investment adviser (CRD 286261). Regulatory assets under management: $217.7M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Commissions.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Danny Matthews | CFO/CCO | Vancouver, A1 |
| Joel R Holden | OWNER; PARTNER/COO/CCO | Madison, MS |
| Susan Allred Holden | OWNER | — |
| Chris Tyler Mcalpin | MANAGING PARTNER | — |
| MATTHEWS DANNY ROBERT | FOUNDING PARTNER/CFO/CCO | — |
| DEAN SAMMY TERRY | FOUNDING PARTNER/PRESIDENT; PRESIDENT | — |
| HOLDEN JOEL RICK | PARTNER/COO | — |
| MCALPIN CHRIS TYLER | MANAGING PARTNER; MANAGING PARTNER/SENIOR PARTNER | — |
| SIMMONS KARL GLENN | PARTNER; PARTNER/SENIOR PARTNER | — |
| DANNY R MATTHEW REVOCABLE TRUST AUGUST | FOUNDING PARTNER/CFO/CCO | — |
| Holden Joel R | PARTNER/COO; PARTNER/COO/CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-09-30 | civil | MICHAEL HUMPHREY AND CHRISTOPHER HUMPHREY WERE NAMED BENEFICIARIES OF DECEDENT'S IRA, PRIOR TO THE CHANGE IN BENEFICIARY DESIGNATION ON OR ABOUT MARCH 23, 2014. DEFENDANT JANICE HUMPHREY, SURVIVING SPOUSE OF CONNIEWAY HUMPHREY AND PRIMARY BENEFICIARY UNDER THE DECEDENT'S IRA. MICHAEL HUMPHREY AND CH… | Pending | — |