ANTONELLI FINANCIAL ADVISORS, LLC of GROSSE POINTE, MI is an SEC-registered investment adviser (CRD 286452). Regulatory assets under management: $229.1M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Suzanne Marie Antonelli | CEO, CCO | — |
| ANTONELLI SUZANNE MARIE | CEO, CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-04-10 | regulatory | ANTONELLI FINANCIAL ADVISORS, LLC, IN ITS CAPACITY AS AN INVESTMENT ADVISER, EMPLOYED OR ASSOCIATED WITH AN UNREGISTERED INVESTMENT ADVISER REPRESENTATIVE, SUZANNE ANTONELLI FROM FEBRUARY 2017 UNTIL JUNE 2018, IN VIOLATION OF SECTION 403(4) OF THE SECURITIES ACT, MCL 451.2403(4). | Final | $10K |