THE FINANCIAL LEGACY GROUP

THE FINANCIAL LEGACY GROUP of CHARLOTTE, NC is an SEC-registered investment adviser (CRD 287632). Regulatory assets under management: $107.3M.

Registration

• CRD: 287632
• SEC file number: 801-135420
• Type: Registered investment adviser
• Location: 2108 SOUTH BLVD, CHARLOTTE, NC, 28203
• Phone: 704-469-6614
• Latest filing: 2026-01-27
• Regulatory AUM: $107.3M
• Discretionary AUM: $107.3M
• Clients: 3
• Accounts: 414

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Other.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 287632 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search