MERIDA CAPITAL HOLDINGS LLC of RYE, NY is an SEC-registered investment adviser (CRD 287784). Regulatory assets under management: $157.3M.
Compensation: % of AUM, Performance, Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Mitchell Bryan Baruchowitz | MANAGING MEMBER | — |
| Therese M Mellet | PRESIDENT | — |
| Rishi Girish Desai | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | — |
| Florinda Nmn Koka | CHIEF FINANCIAL OFFICER | — |
| LIPTON DANIEL ERIC | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | — |
| DESAI RISHI GIRISH | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | — |
| MELLET THERESE M | PRESIDENT | — |
| BARUCHOWITZ MITCHELL BRYAN | MANAGING MEMBER | — |
| GIBBS KEVIN CASEY | MEMBER | — |
| KOKA FLORINDA NMN | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-04-12 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, MISHRIKEY CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT HE CONTINUED TO BE ENGAGED IN AN OUTSIDE BUSINESS ACTIVITY WITH A MEDICAL MARIJUANA COMPANY AS A DIRECTOR OF THE COMPANY EVEN THOUGH HIS MEMBER FIRM DENIED HIS REQUEST TO PARTICIPATE IN… | Final | $5K |