GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP of GREENWICH, CT is an SEC-registered investment adviser (CRD 288555). Regulatory assets under management: $299.5M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance, Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Scott Stewart Miller | LIMITED PARTNER & PRINCIPAL; MANAGER | Greenwich, CT |
| Mark Joel Rubin | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | — |
| MILLER KENNETH STEWART | LIMITED PARTNER & PRINCIPAL; MANAGER; MANAGING MEMBER | — |
| RUBIN MARK JOEL | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | — |
| Vincent John Elia | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-08-02 | regulatory | THIS MATTER INVOLVES GREENHAVEN'S VIOLATIONS OF THE REPORTING PROVISIONS OF RULE 204(B)-1 UNDER THE ADVISERS ACT. | Final | $90K |