TOWERPOINT WEALTH, LLC of SACRAMENTO, CA is an SEC-registered investment adviser (CRD 288593). Regulatory assets under management: $561.3M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Joseph Frederick Eschleman | CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| Nathan Paul Billigmeier | MEMBER | — |
| Steven Michael Pitchford | MEMBER | — |
| Lori Anne Mckinney | MEMBER | — |
| Jonathan William Laturner | MEMBER | — |
| ESCHLEMAN JOSEPH FREDERICK | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND MEMBER; TRUSTEE | — |
| BILLIGMEIER NATHAN PAUL | MEMBER | — |
| PITCHFORD STEVEN MICHAEL | MEMBER | — |
| MCKINNEY LORI ANNE | MEMBER | — |
| LATURNER JONATHAN WILLIAM | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-07-16 | regulatory | ON DECEMBER 20, 2016 ESCHLEMAN EXERCISED DISCRETION WITHOUT WRITTEN AUTHORITY WHEN HE SOLD A SECURITY IN THE INDIVIDUAL RETIREMENT ACCOUNT ("IRA") OF CUSTOMER GK IN ORDER TO FUND A REQUIRED MINIMUM DISTRIBUTION. ON DECEMBER 21, 2016, ESCHLEMAN AGAIN EXERCISED DISCRETION WITHOUT WRITTEN AUTHORITY WHE… | Final | $5K |