SMITH SECURITIES LLC

SMITH SECURITIES LLC is an SEC-registered investment adviser (CRD 288886). Regulatory assets under management: $2.

Registration

• CRD: 288886
• Type: Registered investment adviser
• Phone: (985) 273-0454
• Latest filing: 2026-04-24
• Regulatory AUM: $2
• Discretionary AUM: $2
• Clients: 3
• Accounts: 1

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 288886 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search