FIRETHORN PARTNERS, LLC of VANCOUVER, BC is an SEC-registered investment adviser (CRD 288935). Regulatory assets under management: $30.4M.
Compensation: % of AUM, Performance.
Clients served: High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Narinder Paul Singh Bains | MANAGING PARTNER; PRESIDENT/CCO | — |
| Brad Donald Sanders | MEMBER/CHIEF COMPLIANCE OFFICER | — |
| Farzan Rhemtulla | PRESIDENT | — |
| Robert Daniel Tomicic | MANAGING MEMBER; MEMBER | — |
| SANDERS BRAD DONALD | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER; MEMBER/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| BAINS NARINDER PAUL SINGH | LIMITED PARTNER; MANAGING PARTNER; PRESIDENT (+1 more) | — |
| RHEMTULLA FARZAN | PRESIDENT | — |
| Tomicic Robert Daniel | MANAGING MEMBER; MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-03-02 | regulatory | FIRETHORN AND BAINS HAVE ENTERED INTO A SETTLEMENT AGREEMENT WITH THE BC SECURITIES COMMISSION DATED MARCH 02, 2020. THE RESULT OF THIS AGREEMENT EMANATED FROM THE FACT FIRETHORN AND BAINS DID NOT FULLY COMPLETE AN INFORMATIONAL FORM WITH THE BCSC, INDICATING THE NATURE OF OWNERSHIP AND SEC REGISTRA… | Final | $23K |