ENGAGE WEALTH ADVISORS, LLC of OVERLAND PARK, KS is an SEC-registered investment adviser (CRD 289996). Regulatory assets under management: $112.1M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| Taylor James Richardson | LLC MANAGER / CCO; MANAGING MEMBER | — |
| Andrew James Hinrichs | LLC MANAGER; MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-11-13 | regulatory | THE BOARD OF ACCOUNTANCY PREVIOUSLY ISSUED THE CPA FIRM A KANSAS PERMIT, WHICH EXPIRED ON JUNE 30, 2019. MR. HINRICHS CONTINUED TO OFFER SERVICES AS CPA AFTER PERMIT HAD EXPIRED. | Final | $2K |
| 2016-01-11 | regulatory | THE KANSAS BOARD OF ACCOUNTANCY ISSUED A SUMMARY ORDER OF DENIAL SINCE KANSAS DOES NOT PERMIT A KANSAS CPA FIRM TO BE WHOLLY OWNED BY SINGLE MEMBER LIMITED LIABILITY COMPANIES. | Final | $1K |