LV ADVISORY SPA of SANTIAGO is an SEC-registered investment adviser (CRD 290350).
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Gonzalo CóRdova | CEO | — |
| Francisco Skinner Besoain | CHIEF COMPLIANCE OFFICER | — |
| Leonidas Vial EcheverríA | OWNER | — |
| CRDOVA GONZALO | CEO | — |
| SKINNER BESOAIN FRANCISCO | CHIEF COMPLIANCE OFFICER | — |
| VIAL ECHEVERRA LEONIDAS | OWNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-09-24 | regulatory | ON SEPTEMBER 24TH, 2019, LARRAÍN VIAL SA CORREDORA DE BOLSA RECEIVED A FINE OF UF 500 (APPROXIMATELY USD 19,000) APPLIED BY THE COMMISSION FOR THE FINANCIAL MARKETS (CMF), FOR NOT HAVING THE NECESSARY AUTHORIZATIONS OR INSTRUCTIONS TO EXERCISE THE RIGHT TO VOTE AT THE BLANCO Y NEGRO SA SHAREHOLDERS'… | Final | $19K |