ARROW WEALTH ADVISORS, INC. of AUBURN, CA is an SEC-registered investment adviser (CRD 290853). Regulatory assets under management: $121.2M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Daniel Lee Seltzer | PRESIDENT/CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | THE INVESTMENT WAS ENTIRELY APPROPRIATE FOR THE CLIENT'S SITUATION, AND WE FOLLOWED ALL APPLICABLE FIRM POLICIES AND PROCEDURES. | — | — |