GRATICULE ASSET MANAGEMENT ASIA PTE. LTD. of SINGAPORE is an SEC-registered investment adviser (CRD 291477). Regulatory assets under management: $1.5B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance, Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Adam Jason Levinson | DIRECTOR, AND CHIEF INVESTMENT OFFICER OF THE REGISTRANT AND ITS AFFILIATES; SOLE SHAREHOLDER | — |
| Benjamin Yue Leong Ma | CHIEF COMPLIANCE OFFICER OF REGISTRANT AND RELYING ADVISERS | — |
| ZIMMERMAN DAVID LEWIS | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER OF REGISTRANT AND ITS AFFILIATES | — |
| LEVINSON ADAM JASON | DIRECTOR, AND CHIEF INVESTMENT OFFICER OF THE REGISTRANT AND ITS AFFILIATES; SOLE SHAREHOLDER | — |
| KATZ OREN | DIRECTOR, AND COO/CFO OF THE REGISTRANT AND ITS AFFILIATES; DIRECTOR, AND PRESIDENT & COO OF THE REGISTRANT AND ITS AFFILIATES | — |
| CANDY JONATHAN JAMES | DIRECTOR, AND CHIEF EXECUTIVE OFFICER OF THE REGISTRANT AND ITS AFFILIATES | — |
| MA BENJAMIN YUE LEONG | CHIEF COMPLIANCE OFFICER OF REGISTRANT AND RELYING ADVISERS; SVP LEGAL & COMPLIANCE | — |
| Ho Jayne LingSuen | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-02-19 | regulatory | VIOLATION OF RULE 4.02(G)(2)(1): FAILURE TO USE CROSSING ORDER FUNCTIONALITY OR EXPOSE ONE SIDE OF THE ORDER ON THE ETS FOR A MINIMUM OF FIVE SECONDS BEFORE ENTERING AN OPPOSING ORDER. | Final | $10K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| AICONIC VENTURES FUND I LP | Venture Capital Fund | Singapore | 6 | $59.3M | $100K |