AJ CAPITAL MANAGEMENT LLC of NASHVILLE, TN is an SEC-registered investment adviser (CRD 291880). Regulatory assets under management: $2.6B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Benjamin Jason Weprin | CHIEF EXECUTIVE OFFICER; MANAGER & MEMBER; TRUSTEE | — |
| Andrew Jay Weprin | MANAGER; PARTNER | — |
| Eric Donald Hassberger | PRESIDENT | — |
| Kaitlyn K Bennett | CHIEF COMPLIANCE OFFICER | — |
| Mary Ann Weprin | TRUSTEE | — |
| WEPRIN BENJAMIN JASON | CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| WEPRIN ANDREW JAY | MANAGER; PARTNER; PRINCIPAL | — |
| HASSBERGER ERIC DONALD | CHIEF OPERATING OFFICER; PRESIDENT | — |
| STEPHENS PATRICK JAMES | CHIEF COMPLIANCE OFFICER | — |
| SZUCH JEREMY BRIAN | CHIEF COMPLIANCE OFFICER | — |
| SZUCH JEREMY B | CHIEF COMPLIANCE OFFICER | — |
| KOOYERS KAITLYN L | CHIEF COMPLIANCE OFFICER | — |
| BENNETT KAITLYN K | CHIEF COMPLIANCE OFFICER | — |
| Weprin Mary Ann | TRUSTEE | — |
| Denver Ignacio | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-10-08 | criminal | THE CONVICTION ARISES OUT OF A CHARGE FOR FAILING TO COMPLY WITH THE UNITED KINGDOM'S COMPANIES ACT 2006, AND THE COMPANY'S OBLIGATION TO DISCLOSE ACCOUNTS AND REPORTS ON TIME. THE RELEVANT ACCOUNTS (YEAR-END 2021) HAVE SUBSEQUENTLY BEEN FILED AND WITH NO ISSUES RAISED BY CREDITORS. THE ACCOUNTS OUG… | Final | — |