THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC of BENTONVILLE, AR is an SEC-registered investment adviser (CRD 293532). Regulatory assets under management: $151.0M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Mark Wesley Chambers | CEO, CCO, MANAGER, MEMBER, OWNER | — |
| David Leroy Thrasher | TRUSTEE FOR THE DAVID THRASHER REVOCABLE TRUST | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-07-18 | regulatory | FIRM WAS NOT PROPERLY LICENSED IN THE STATE OF MISSOURI AND EXCEEDED THE THRESHOLD OF DE MINIMIS EXCEPTION AND SERVICING CLIENTS IN THE STATE OF MISSOURI. | Final | $29K |