GALAXY DIGITAL CAPITAL MANAGEMENT LP of NEW YORK, NY is an SEC-registered investment adviser (CRD 293908). Regulatory assets under management: $1.7B.
Compensation: % of AUM, Fixed, Performance.
Clients served: Pooled vehicles, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Christopher Ferraro | PRESIDENT | New York, NY |
| Ferraro Lee Christopher | CO-PRESIDENT; PRESIDENT | New York, NY |
| Andrew Neal Siegel | GENERAL COUNSEL AND AUTHORIZED PERSON | — |
| Michael Edward Novogratz | MEMBER | — |
| Stephen Janus Kurz | HEAD, ASSET MANAGEMENT DIVISION, AND AUTHORIZED PERSON | — |
| Lagan Srivastava | CHIEF COMPLIANCE OFFICER | New York, NY |
| Anthony Philip Paquette | CHIEF FINANCIAL OFFICER | — |
| NOVOGRATZ MICHAEL EDWARD | CEO; MEMBER | — |
| SIEGEL ANDREW NEAL | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL AND AUTHORIZED PERSON; GENERAL COUNSEL AND AUTHORIZED PERSON | — |
| TAVOSO RICHARD JOSEPH | PRESIDENT | — |
| Kurz Stephen Janus | HEAD, ASSET MANAGEMENT DIVISION, AND AUTHORIZED PERSON; HEAD OF ASSET MANAGEMENT | — |
| Milia Donna | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND AUTHORIZED PERSON | — |
| COIN JULIE ANN | CHIEF OPERATING OFFICER AND AUTHORIZED PERSON | — |
| Prithipaul Ashwin Kumar | CHIEF FINANCIAL OFFICER | — |
| Vanderwilt Damien Richard Paul | CO-PRESIDENT | — |
| IOFFE ALEXANDER M | CHIEF FINANCIAL OFFICER | — |
| Srivastava Lagan | CHIEF COMPLIANCE OFFICER | — |
| Matthew Friedrich | CHIEF LEGAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-03-27 | regulatory | THE ATTORNEY GENERAL OF THE STATE OF NEW YORK INVESTOR PROTECTION BUREAU ALLEGED THAT GALAXY DIGITAL HOLDINGS LTD., AN ADVISORY AFFILIATE, TOGETHER WITH CERTAIN OF ITS AFFILIATES ("GALAXY"), VIOLATED THE MARTIN ACT (N.Y. GENERAL BUSINESS LAW § 352 ET SEQ.) AND EXECUTIVE LAW § 63(12) RELATED TO CERTA… | Final | $200.0M |