CURA & SENECTUS INVESTMENT AG of VADUZ, VADUZ is an SEC-registered investment adviser (CRD 294103). Regulatory assets under management: $146.2M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Martin Roethlisberger | CFO | — |
| Michel Nicolaas Daniel Van Zanten | CHIEF COMPLIANCE OFFICER / CEO; SHAREHOLDER | — |
| Roger Xaver Zulliger | SHAREHOLDER | — |
| Markus Gitz | SHAREHOLDER | — |
| Detlef Kling | BOARD OF DIRECTORS | — |
| Joanna Krystyna Babelek Van Zanten | SHAREHOLDER | — |
| VAN HOVE DANIEL | CEO; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / CEO (+1 more) | — |
| ROETHLISBERGER MARTIN | CFO | — |
| DIJKMAN BASTIAAN BERNARDUS | SHAREHOLDER | — |
| BLOMMESTIJN FRANCISCUS MARCELLUS GERARDUS | SHAREHOLDER | — |
| ZULLIGER ROGER XAVER | SHAREHOLDER | — |
| GITZ MARKUS | SHAREHOLDER | — |
| KLING DETLEF | BOARD OF DIRECTORS | — |
| WINZELER KARL | BOARD OF DIRECTORS | — |
| BABELEK VAN ZANTEN JOANNA KRYSTYNA | SHAREHOLDER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2014-05-28 | regulatory | LATE NOTICE ON LAUNCH OF NEW FUND | Final | $2K |