FALCONS I, LLC of ATLANTA, GA is an SEC-registered investment adviser (CRD 294460). Regulatory assets under management: $2.7B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Robert Adam Langley | CHIEF OPERATING OFFICER | Atlanta, GA |
| Sreeniwas Vikram Prabhu | CHIEF EXECUTIVE OFFICER AND PRESIDENT OF ANGEL OAK MORTGAGE REIT; CO-CHIEF EXECUTIVE OFFICER OF FALCONS I AND CHIEF EXECUTIVE OFFICER AND PRESIDENT OF ANGEL OAK MORTGAGE REIT; OWNER | — |
| Brandon Robert Filson | CHIEF FINANCIAL OFFICER AND TREASURER, AOMR | — |
| William Chase Eldredge | CHIEF COMPLIANCE OFFICER | — |
| Timothy King Saunders | GENERAL COUNSEL | — |
| Michael James Colombo | CHIEF RISK OFFICER | — |
| Michael Allen Fierman | CO-CHIEF EXECUTIVE OFFICER OF FALCONS I; OWNER | — |
| David William Gordon | CHIEF LEGAL OFFICER - PRIVATE STRATEGIES | — |
| SILVERA DAVID DIBLEE | CHIEF OPERATING OFFICER | — |
| LANGLEY ROBERT ADAM | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER | — |
| SMITH BRIEN PATRICK | CHIEF OPERATING OFFICER | — |
| PRABHU SREENIWAS VIKRAM | CHIEF EXECUTIVE OFFICER AND PRESIDENT OF ANGEL OAK MORTGAGE REIT; MEMBER; OWNER | — |
| FIERMAN MICHAEL ALLEN | MEMBER; OWNER | — |
| HSU JOHN R | CHIEF RISK OFFICER | — |
| JACKSON TRACY S | CHIEF FINANCIAL OFFICER | — |
| BLACK DORY | GENERAL COUNSEL | — |
| WILLIAMS ROBERT JOAB | CHIEF EXECUTIVE OFFICER, REIT | — |
| SAUNDERS TIMOTHY K | GENERAL COUNSEL | — |
| Filson Brandon Robert | CHIEF FINANCIAL OFFICER AND TREASURER, AOMR; CHIEF FINANCIAL OFFICER, REIT | — |
| Eldredge William Chase | CHIEF COMPLIANCE OFFICER | — |
| SLUSS KEVIN ALBERT | CHIEF RISK OFFICER | — |
| Gordon David William | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER - PRIVATE STRATEGIES | — |
| COLOMBO MICHAEL JAMES | CHIEF RISK OFFICER | — |
| SAUNDERS TIMOTHY KING | GENERAL COUNSEL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-12-23 | regulatory | OPERATING AS A BROKER-DEALER WITHOUT REGISTERING WITH THE SEC | Final | $3.7M |
| — | regulatory | — | — | — |