FNY INVESTMENT ADVISERS, LLC

FNY INVESTMENT ADVISERS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 295433). Regulatory assets under management: $2.9B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Charities, Investment cos.

Officers, owners & control persons (16)

NameRoleLocation
Shawn FischmanCHIEF COMPLIANCE OFFICER AND EXECUTIVE BOARD MEMBERNew York, NY
Sandro M PolverinoCHIEF TECHNOLOGY OFFICER—
Donald Eric MotschwillerMANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD—
Donna Ann ErrigoCHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER—
Ferdinand M Di MariaCHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER—
David Steven AbramsonINVESTMENT COMMITTEE MEMBER—
Daniel DemarcoEXECUTIVE BOARD MEMBERBOSTON, MA
FRIEDMAN MARK LAWRENCEMEMBER AND EXECUTIVE BOARD MEMBER—
MOTSCHWILLER DONALD ERICMANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE; MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD—
FISCHMAN SHAWNCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND EXECUTIVE BOARD MEMBER—
POLVERINO SANDRO MCHIEF TECHNOLOGY OFFICER—
ERRIGO DONNA ANNCHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICERS AND CHIEF FINANCIAL OFFICER—
DI MARIA FERDINAND MCHIEF RISK OFFICER; CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER—
GESSER MICHELECHIEF RISK OFFICER—
ABRAMSON DAVID STEVENINVESTMENT COMMITTEE MEMBER—
SHIMPFKY JOSHUAEXECUTIVE BOARD MEMBER—

Disclosures (3)

InitiatedTypeAllegationsStatusAmount
2020-09-28regulatoryA TRADER FORMERLY ASSOCIATED WITH FNY PARTNERS FUND LP ENGAGED IN MULTIPLE INSTANCES OF THE DISRUPTIVE TRADING PRACTICE KNOWN AS "SPOOFING" INVOLVING SOYBEAN FUTURES CONTRACTS, GOLD FUTURES CONTRACTS, AND CRUDE OIL FUTURES CONTRACTS, TRADED ON CHICAGO BOARD OF TRADE, COMMODITY EXCHANGE, AND NEW YORK…Final$450K

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
FNY PARTNERS FUND LPHedge FundDelaware59$2.9B$250K

Branch offices (6)

CityStateEmployeesPhone
LONDON—14+442076538870
LONDON—14+442076538870
NORTH PALM BEACHFL25618354722
AVENTURAFL22128480600
NORTH PALM BEACHFL25618354722
AVENTURAFL22128480600

Fund service providers (1)

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