GK WEALTH MANAGEMENT LLC of RENO, NV is an SEC-registered investment adviser (CRD 296847). Regulatory assets under management: $258.8M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Griffin Michael Kirsch | CEO, CCO | — |
| Aryn Patrice Sands | CHIEF OPERATING OFFICER | — |
| Kirsch Griffin Michael | CEO, CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-04-19 | regulatory | THE ALLEGATIONS RELATED TO THIS REGULATORY ACTION WERE THE RESULT OF A SOCIAL MEDIA VIOLATION WITH REGARD TO SUMMIT BROKERAGE SERVICES FIRM POLICY. THERE WAS ALSO ALLEGATIONS REGARDING PRIVATE SECURITY TRANSACTIONS, OF WHICH FINRA DID AN INVESTIGATION TO FIND THAT THERE WAS NO FINDINGS. GK WEALTH MA… | Final | — |