LIVE OAK PRIVATE WEALTH, LLC

LIVE OAK PRIVATE WEALTH, LLC of WILMINGTON, NC is an SEC-registered investment adviser (CRD 297904). Regulatory assets under management: $1.3B.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations.

Officers, owners & control persons (19)

NameRoleLocation
Frank Gehman JolleyCO-CHIEF INVESTMENT OFFICERRocky Mount, NC
John William ColemanCO-CHIEF INVESTMENT OFFICER
James Slaughter MahanMANAGER
Gregory William SewardGENERAL COUNSEL
Terry Webb SappCHIEF COMPLIANCE OFFICERRocky Mount, NC
Andrew Marshall BasingerCEO
Walter Jeffrey PhiferCHIEF FINANCIAL OFFICER
JOLLEY BETSY GEHMANCO-CHIEF INVESTMENT OFFICER
JONES JOSEPH WAYNECHIEF FINANCIAL OFFICER
CUSTER SCOTT MEREDITHMANAGER
SAPP TERRY WEBBCHIEF COMPLIANCE OFFICER
MAHAN JAMES SLAUGHTERMANAGER
CARROLL JASON AARONCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER
CAINES STEVEN BRETTMANAGER AND CHIEF FINANCIAL OFFICER
COLEMAN JOSHUA WILLIAMCHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER
JANSON SUSAN NICETACEO / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER
SEWARD GREGORY WILLIAMGENERAL COUNSEL
BASINGER ANDREW MARSHALLCEO
PHIFER WALTER JEFFREYCHIEF FINANCIAL OFFICER

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