ACP VENTURE CAPITAL MANAGEMENT FUND LLC of HAUPPAUGE, NY is an SEC-registered investment adviser (CRD 298029). Regulatory assets under management: $785.7M.
Compensation: Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Anthony Michael Gardini | MANAGING MEMBER | — |
| Anthony Philip Simone | CCO, MANAGING MEMBER; MANAGING MEMBER | — |
| GARDINI JOHN CHARLES | MANAGER; MANAGING MEMBER | — |
| GARDINI ANTHONY MICHAEL | MANAGING MEMBER | — |
| SIMONE ANTHONY PHILIP | MANAGER; MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-09-20 | regulatory | ON SEPTEMBER 20, 2024 THE SEC ENTERED A SETTLED ORDER AGAINST THE REGISTRANT FINDING, CONTRARY TO THE REGISTRANT'S UNDERSTANDING, THAT THE REGISTRANT DID NOT QUALIFY FOR THE "PRIVATE FUND ADVISER" EXEMPTION FROM INVESTMENT ADVISER REGISTRATION DUE TO CERTAIN ADVISORY AND OPERATIONAL OVERLAP WITH AN… | Final | $45K |