SUCCESS WEALTH MANAGEMENT LLC of WEXFORD, PA is an SEC-registered investment adviser (CRD 299094). Regulatory assets under management: $110.5M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Brian Marc Goldman | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| GOLDMAN DAVID MARC | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| ARTMAN JAMES MATHEW | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-03-24 | regulatory | TRANSACTING BUSINESS IN MASSACHUSETTS WITHOUT THE INVESTMENT ADVISER REPRESENTATIVE BEING REGISTERED AND NOT SUPERVISING THE INVESTMENT ADVISER REPRESENTATIVE. | Final | $1K |
| — | regulatory | — | — | — |