PACIFIC OAK CAPITAL ADVISORS, LLC

PACIFIC OAK CAPITAL ADVISORS, LLC of COSTA MESA, CA is an SEC-registered investment adviser (CRD 299177). Regulatory assets under management: $3.2B.

Registration

Business model

Compensation: % of AUM, Performance, Other.

Clients served: Investment cos.

Officers, owners & control persons (11)

NameRoleLocation
Michael BenderCHIEF FINANCIAL OFFICERMiami Beach, FL
Peter McmillanMEMBER, MANAGER; PRINCIPALSan Francisco, CA
Keith David HallMEMBER, MANAGER; PRINCIPAL
Ryan Anthony SchluttenhoferCHIEF ACCOUNTING OFFICER
Hans Dieter HenselmanCHIEF COMPLIANCE OFFICER
Matthew MaiCHIEF COMPLIANCE OFFICER
HENSELMAN HANS DIETERCHIEF COMPLIANCE OFFICER
MCMILLAN PETERMEMBER, MANAGER; PRINCIPAL; PRINCIPAL, CHIEF COMPLIANCE OFFICER
HALL KEITH DAVIDMEMBER, MANAGER; PRINCIPAL
Bender MichaelCHIEF FINANCIAL OFFICER
Mai MatthewCHIEF COMPLIANCE OFFICER

Branch offices (2)

CityStateEmployeesPhone
COSTA MESACA9(949) 627-4908
COSTA MESACA9(949) 627-4908

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