CASTELLAN GROUP, LLC

CASTELLAN GROUP, LLC of LOUISVILLE, KY is an SEC-registered investment adviser (CRD 299363). Regulatory assets under management: $882.2M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Performance.

Clients served: Individuals, High net worth, Investment cos.

Officers, owners & control persons (6)

NameRoleLocation
Barry Charles BrauchMANAGING DIRECTOR / CCO
Sean S SmithTRUSTEE
Scott S SmithTRUSTEE
SMITH SUSANNE STRUSTEE
BRADBURY SHANNON KCHIEF COMPLIANCE OFFICER
BRAUCH BARRY CHARLESMANAGING DIRECTOR; MANAGING DIRECTOR / CCO

Private funds (8)

Venture Capital Fund: 5 · Private Equity Fund: 2 · Real Estate Fund: 1

FundTypeFormedOwnersGross asset valueMin investment
AGING INNOVATION FUND I, LPVenture Capital FundDelaware15$23.4M$1.0M
AWC OPPORTUNITY ZONE FUND I, LLCPrivate Equity FundDelaware3$17.2M$50K
CASTELLAN VENTURE OPPORTUNITIES EVERGREEN I, LPVenture Capital FundDelaware3$15.9M$50K
CGA AWC FUND I, LLCReal Estate FundDelaware3$2.6M$50K
CGLHCC HOLDINGS, LLCVenture Capital FundDelaware8$360K$50K
CGLV I, LPVenture Capital FundDelaware2$325K$25K
CGRW QOZ LPVenture Capital FundDelaware3$107K$50K
CGGD FRANCHISOR QOZ, LPPrivate Equity FundDelaware3$1$50K

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