KING FINANCIAL

KING FINANCIAL is an SEC-registered investment adviser (CRD 299374). Regulatory assets under management: $107.2M.

Registration

• CRD: 299374
• Type: Registered investment adviser
• Phone: 925-872-7706
• Latest filing: 2026-03-05
• Regulatory AUM: $107.2M
• Discretionary AUM: $76.2M
• Non-discretionary AUM: $30.9M
• Clients: 4
• Accounts: 202

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: High net worth, Pensions, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 299374 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search