SCHRODER INVESTMENT MANAGEMENT (EUROPE) S.A. of SENNINGERBERG is an SEC exempt reporting adviser (CRD 299812).
Showing 25 of 29 people.
| Name | Role | Location |
|---|---|---|
| Mike Sommer | BOARD MEMBER, CONDUCTING OFFICER, HEAD OF RISK & COMPLIANCE | Franklinton, NC |
| Marcel Vogt | BOARD MEMBER | — |
| Peter Christopher Arnold | BOARD MEMBER | — |
| Vanessa Isolde Grueneklee | BOARD MEMBER, CONDUCTING OFFICER, GLOBAL HEAD OF CLIENT SERVICE DELIVERY | — |
| James Finbarr Browne | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, CONDUCTING OFFICER | — |
| Peter Augustus Hilborne | BOARD MEMBER | — |
| Graham Staples | BOARD MEMBER | — |
| Jerome Jean-Francois Duchene | CONDUCTING OFFICER, HEAD OF TECHNOLOGY | — |
| Gavin Douglas Lewis Ralston | BOARD MEMBER | — |
| Sascha Steinhardt | CONDUCTING OFFICER, HEAD OF PRODUCT SERVICES | — |
| Garth Barry Taljard | BOARD MEMBER | — |
| STAPLES GRAHAM | BOARD MEMBER | — |
| RALSTON GAVIN DOUGLAS LEWIS | BOARD MEMBER | — |
| PAVEY MICHAEL WILLIAM | BOARD MEMBER | — |
| SIMS CAROLYN | BOARD MEMBER | — |
| Arnold Peter Christopher | BOARD MEMBER | — |
| BURKHARDT Chris | BOARD MEMBER, CONDUCTING OFFICER, CHIEF OPERATIONS OFFICER | — |
| GRUENEKLEE VANESSA ISOLDE | BOARD MEMBER, CONDUCTING OFFICER, HEAD OF CLIENT SERVICES AND BRANCH OVERSIGHT; BOARD MEMBER, CONDUCTING OFFICER, HEAD OF INVESTMENT MANAGEMENT AND DISTRIBUTION SERVICES | — |
| HENNESSEY JOHN KENNETH WILLIAM | BOARD MEMBER | — |
| STAMPFLI Patrick | BOARD MEMBER, CHIEF EXECUTIVE OFFICER | — |
| VERNERSON CECILIA ANNA ELISABETH | CONDUCTING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | — |
| JAYAWARDANA Nirosha Deepanie | CONDUCTING OFFICER, HEAD OF PRODUCT SERVICES; CONDUCTING OFFICER, HEAD OF PRODUCT SERVICES AND OPERATIONS | — |
| Browne James Finbarr | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, CONDUCTING OFFICER | — |
| SOMMER MIKE | BOARD MEMBER, CHIEF RISK OFFICER, CHIEF COMPLIANCE OFFICER, CONDUCTING OFFICER; BOARD MEMBER, CHIEF RISK OFFICER, CONDUCTING OFFICER; BOARD MEMBER, CONDUCTING OFFICER, HEAD OF RISK & COMPLIANCE (+1 more) | — |
| Hilborne Peter Augustus | BOARD MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-08-09 | regulatory | ON 9 AUGUST 2017, PURSUANT TO ARTICLE 148(4)(E) OF THE AMENDED LAW OF 17 DECEMBER 2010 RELATING TO UNDERTAKINGS FOR COLLECTIVE INVESTMENT (THE "LAW"), AND TAKING INTO ACCOUNT ARTICLE 149A OF THE SAID LAW, THE CSSF HAS IMPOSED A FINE OF EUR 6,000 TO AN INVESTMENT FUND MANAGER SUBJECT TO CHAPTER 15 OF… | Final | $7K |