MIROVA US LLC

MIROVA US LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 300152). Regulatory assets under management: $13.6B.

Registration

Business model

Compensation: % of AUM, Performance, Other.

Clients served: Investment cos, Other.

Officers, owners & control persons (24)

NameRoleLocation
Jens Dirk PeersCHIEF INVESTMENT OFFICER, DIRECTOR
Anne-Laurence RoucherDIRECTOR
Philippe ZaouatiCHAIRPERSON
Guillaume Georges Robert AbelDIRECTOR
Zineb BennaniCHIEF EXECUTIVE OFFICER, DIRECTOR
Paul-Marc Marie Jacques LachaudCHIEF COMPLIANCE OFFICER
Aude RouyerDIRECTOR
Herve GuezDIRECTOR
BRANCAZIO CHRISTOPHER JOHNCHIEF COMPLIANCE OFFICER
DOYLE SAMUEL CHARLESDIRECTOR
ABEL EDMUND ROBERTDIRECTOR
WARD ERIC NORMANDIRECTOR
BAKER AMBER DAWNDEPUTY CHIEF EXECUTIVE OFFICER, CCO, CLO; DEPUTY CHIEF EXECUTIVE OFFICER, CLO
Peers Jens DirkCHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, DIRECTOR
LACHAUD PAUL-MARC MARIE JACQUESCHIEF COMPLIANCE OFFICER
ROUCHER ANNE-LAURENCECHAIRPERSON; DIRECTOR
PATYJEWICZ KRISTINA DCHIEF COMPLIANCE OFFICER
McMillin BradleyCHIEF FINANCIAL OFFICER
ZAOUATI PHILIPPECHAIRPERSON
Bennani ZinebCEO; DIRECTOR
Bruneau AlainDIRECTOR
SHAH RITESH KESHAVJIINTERIM CHIEF EXECUTIVE OFFICER
Jerome UrvoyDIRECTOR
Lea Pascale Beatrice Dunand-ChatelletCHAIRPERSON

Disclosures (10)

InitiatedTypeAllegationsStatusAmount
2022-09-06regulatoryTHE COMMODITY FUTURES TRADING COMMISSION ISSUED AN ORDER FILING AND SETTLING CHARGES AGAINST NATIXIS, A GLOBAL BANK AND SWAP DEALER, FOR FAILURE TO DILIGENTLY SUPERVISE TWO TRADERS ON THE BANK'S NEW YORK-BASED INTEREST RATE DERIVATIVES DESK (IRD DESK) AND ITS EQUITY DERIVATIVES FLOW AND SOLUTION TRA…Final$2.8M
2019-06-26criminalON JUNE 24, 2021, NATIXIS SA ("NATIXIS"), THE FRENCH BANK THAT OWNS OUR PARENT COMPANY, WAS FOUND GUILTY BY A FRENCH CRIMINAL COURT (TRIBUNAL CORRECTIONNEL DE PARIS) OF COMMUNICATING MISLEADING INFORMATION TO THE PUBLIC, BASED ON LANGUAGE REGARDING NATIXIS' EXPOSURE TO THE SUB-PRIME CRISIS IN A 2007…Final
2019-06-26criminalON JUNE 24, 2021, NATIXIS SA ("NATIXIS"), THE FRENCH BANK THAT OWNS OUR PARENT COMPANY, WAS FOUND GUILTY BY A FRENCH CRIMINAL COURT (TRIBUNAL CORRECTIONNEL DE PARIS) OF COMMUNICATING MISLEADING INFORMATION TO THE PUBLIC, BASED ON LANGUAGE REGARDING NATIXIS' EXPOSURE TO THE SUB-PRIME CRISIS IN A 2007…On Appeal

Branch offices (2)

CityStateEmployeesPhone
PARIS16+331 78408570
PARIS11+33158190020

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